What is SOA?
A statement of advice is a document that outlines the advice given to a consumer by the authorized planner or adviser of an AFSL.
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What is an ROA?
Record of advice is a simple document you can provide to an existing client, confirming that the advice has been provided and implemented from the statement of advice.
Learn moreWhat is RG181 Disclosure?
RG181 Disclosure is an approach to compliance with the statutory obligation to manage conflicts of interest.
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