How to prepare a clear, concise and effective Statement of Advice

How to prepare a clear, concise and effective Statement of Advice

Preparing a clear, concise and effective Statement of Advice (SOA) can be achieved by following a few simple steps. And avoiding some of the more common mistakes. Financial service providers must provide clients with a Statement of Advice w…

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COMPLII FINTECH SOLUTIONS LTD ACQUIRES THINKCADDIE

COMPLII FINTECH SOLUTIONS LTD ACQUIRES THINKCADDIE

We are pleased to make the following announcement: + Acquisition of ThinkCaddie; A new solution to meet and track CPD obligations under FASEA's CPD legislation.

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Why a human touch to financial advice automation is critical

Why a human touch to financial advice automation is critical

Whilst automation has come leaps and bounds over the past few years, investors and financial advice clients will continue to seek ‘the human touch’. There are several factors that weigh in on this, but predominantly clients enjoy the intera…

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