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Learn why thousands of Broker – Dealers and Financial Advisers rely on Complii to increase operational efficiencies across their capital raising, risk and compliance functions.
- End to end: The only fully integrated AFSL Advisers and Customers Management platform, from a single vendor.
- Modular Approach: Choose what you need and only what you need. Add modules when your needs expand, so the solution is always fit-for-purpose and future-proof.
- Enterprise Compliance: Comprehensive risk mitigation tools for monitoring and enforcing compliance down to the operational and vendor level.
- Workflow Automation: Easily automate manual processes, including SoAs or Capital Raise distributions and acceptance. Streamline compliance, regulatory policy management, and much more.
- Full Ecosystem: Discover the group business units, including PrimaryMarkets (capital raise and secondary trading for unlisted companies), Registry Direct (online share and units registry), MIntegrity (regulatory and compliance consulting), BOOM (back office and paraplanning) and Caddie (online CPD management)