Complii news

Stockbrokers and Advisers are at the centre of a transformational time: in today’s evolving financial landscape, leadership demands more than just industry expertise. Collaboration and a dedicated focus on the client can deliver transformative change for advice.
As the industry becomes increasingly complex and competitive, brokers must take a proactive approach, prioritising technology and investing in training and education to stay ahead of the curve. This requires not only adopting new tools and platforms but also rethinking their business strategies and operations to meet the evolving needs of their clients and the market.

Speaking on current trends within capital markets, Craig Mason, Executive Chairman of Complii Fintech Solutions, highlights an emerging preference for companies to remain unlisted in the private space and the increasing prevalence of private capital in these areas.

Media Release

May 5, 2025: With just under two months until the July 1 compliance deadline, Complii FinTech Solutions is encouraging APRA-regulated entities to intensify preparations for the incoming CPS 230 Prudential Standard on Operational Risk Management. This landmark regulation is reshaping how financial services organisations manage operational risk, ensure

APRA’s Prudential Standard CPS 230, effective from 1 July 2025, is a significant regulatory development impacting a wide range of financial institutions in Australia. Its core objective is to ensure APRA-regulated entities are resilient to operational risks and disruptions. The standard mandates robust frameworks for managing operational risk, maintaining critical

In this video, Craig covers the key highlights of FY24 as well as gives an update on our results and achievements, including the Registry Direct divestment rationale.

He also gives more details on our current performance, with ARR growth, new signings and a strong pipeline.

Speaking on current trends within capital markets, Craig Mason, Executive Chairman of Complii Fintech Solutions, highlights an emerging preference for companies to remain unlisted in the private space and the increasing prevalence of private capital in these areas.

The Inside Adviser comments on the Group’s strategy and outlook in this article:
“The moves made by Complii across 2023 should position the firm well for a rebound in advice industry numbers, which is entirely foreseeable given the proposals stemming from the government’s Quality of Advice review”.