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Listen to SmallCAP podcast about Complii FinTech Solutions (ASX: CF1) achieving maiden profit, and continuing growth (w/ Craig Mason)   Complii FinTech Solutions (ASX: CF1) executive chairman Craig Mason joins Small Caps to discuss the company’s strategy for continuing its upward momentum through acquisitions of complementary technology and organic growth via ongoing research and development, […]

Q&A recording by MST Financial with Craig Mason.

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Complii FinTech Solutions Ltd (ASX: CF1) (“Complii”)  is pleased to announce that it has partnered with Australia’s most connected account opening platform provider, LAB Group (“LAB” or “the Company”) to streamline digital onboarding for Complii’s clients.

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Executive Chairman Craig Mason provides an overview of Complii’s digital platform for centric workflows for AFSL compliance (Stockbroker/Financial Planner/Adviser), capital raising and operational efficiencies its competitive advantages & growth strategy.

Complii FinTech Solutions have taken a significant step forward in the improvement of their compliance systems by fulfilling the increasingly sophisticated FASEA requirements. FASEA requirements represents not only a significant advance for Australian financial compliance, but significant opportunities for stockbrokers to ensure their compliance into the future.

WHAT ARE

Preparing a clear, concise and effective Statement of Advice (SOA) can be achieved by following a few simple steps. And avoiding some of the more common mistakes. Financial service providers must provide clients with a Statement of Advice with enough information to ensure they understand the personal advice given to