Listen to SmallCAP podcast about Complii FinTech Solutions (ASX: CF1) achieving maiden profit, and continuing growth (w/ Craig Mason) Complii FinTech Solutions (ASX: CF1) executive chairman Craig Mason joins Small Caps to discuss the company’s strategy for continuing its upward momentum through acquisitions of complementary technology and organic growth via ongoing research and development, […]Read more
Q&A recording by MST Financial with Craig Mason.
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WHOLESALE VS SOPHISTICATED INVESTORS
Before January 2020, a retail client that passed an individual wealth test could receive a two-year certificate from their accountant that would enable them to be classed as a 708 wholesale investor.
However, in light of the Guidance Note to the FASEA Code of Ethics, a ’wholesale’ investorRead more
Complii FinTech Solutions have taken a significant step forward in the improvement of their compliance systems by fulfilling the increasingly sophisticated FASEA requirements. FASEA requirements represents not only a significant advance for Australian financial compliance, but significant opportunities for stockbrokers to ensure their compliance into the future.
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Cashwerkz and Complii sign alliance to automate compliance process for stockbrokers and their clients placing online cash investments
Leading FinTech Cashwerkz (ASX: CWZ) has continued to establish innovative partnerships for the benefit of the financial services industry and the end consumer. Today it announced it has integrated its digital cashRead more
Preparing a clear, concise and effective Statement of Advice (SOA) can be achieved by following a few simple steps. And avoiding some of the more common mistakes. Financial service providers must provide clients with a Statement of Advice with enough information to ensure they understand the personal advice given toRead more