ASX CODE:CWZ Cashwerkz and Complii sign alliance to automate compliance process for stockbrokers and their clients placing online cash investments Leading FinTech Cashwerkz (ASX: CWZ) has continued to establish innovative partnerships for the benefit of the financial services industry and the end consumer. Today it announced it has integrated its digital cash investment platform with […]
Read morePreparing a clear, concise and effective Statement of Advice (SOA) can be achieved by following a few simple steps. And avoiding some of the more common mistakes. Financial service providers must provide clients with a Statement of Advice with enough information to ensure they understand the personal advice given to
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We are pleased to make the following announcement:
+ Acquisition of ThinkCaddie; A new solution to meet and track CPD obligations under FASEA’s CPD legislation.
Overview
Complii is well positioned as a fintech compliance and technology driven business solutions provider seeking to benefit from the ongoing regulatory changes while also meeting the financial sector business
Read moreWhilst automation has come leaps and bounds over the past few years, investors and financial advice clients will continue to seek ‘the human touch’. There are several factors that weigh in on this, but predominantly clients enjoy the interaction, collaboration and advice that comes with one-on-one dealings with their financial
Read moreAutomation is reshaping how businesses engage with customers through the use of artificial intelligence and robotics. Whilst originally leveraged as an opportunity to reduce costs, automation is the new opportunity to boost customer engagement through improved communication and the ability for customers to serve themselves. In this digital era we
Read moreWhilst the Royal Commission into the Misconduct in Banking, Superannuation and Financial Services Industry may have concluded, the implications of the hearing and new compliance requirements will continue to affect the industry for years, if not decades. The question from many is now how to manage stockbroker compliance cost effectively.
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