With so much regulation, growing in complexity and volume, compliance feels like a cost of doing business for many companies, a burden even. Yet, through technology, compliance management can drive business growth, even become a competitive advantage, helping win and retain business. In many cases, compliance officers still struggle with how to best support their […]
Read moreStockbrokers and Advisers are at the centre of a transformational time: in today’s evolving financial landscape, leadership demands more than just industry expertise. Collaboration and a dedicated focus on the client can deliver transformative change for advice.
As the industry becomes increasingly complex and competitive, brokers must take a proactive approach, prioritising technology and investing in training and education to stay ahead of the curve. This requires not only adopting new tools and platforms but also rethinking their business strategies and operations to meet the evolving needs of their clients and the market.
Speaking on current trends within capital markets, Craig Mason, Executive Chairman of Complii Fintech Solutions, highlights an emerging preference for companies to remain unlisted in the private space and the increasing prevalence of private capital in these areas.
Read moreMedia Release
May 5, 2025: With just under two months until the July 1 compliance deadline, Complii FinTech Solutions is encouraging APRA-regulated entities to intensify preparations for the incoming CPS 230 Prudential Standard on Operational Risk Management. This landmark regulation is reshaping how financial services organisations manage operational risk, ensure
Read moreAPRA’s Prudential Standard CPS 230, effective from 1 July 2025, is a significant regulatory development impacting a wide range of financial institutions in Australia. Its core objective is to ensure APRA-regulated entities are resilient to operational risks and disruptions. The standard mandates robust frameworks for managing operational risk, maintaining critical
Read moreSpeaking on current trends within capital markets, Craig Mason, Executive Chairman of Complii Fintech Solutions, highlights an emerging preference for companies to remain unlisted in the private space and the increasing prevalence of private capital in these areas.
Read moreThe Inside Adviser comments on the Group’s strategy and outlook in this article:
“The moves made by Complii across 2023 should position the firm well for a rebound in advice industry numbers, which is entirely foreseeable given the proposals stemming from the government’s Quality of Advice review”.
Complii FinTech Solutions is proud to announce we are officially ISO/IEC 27001:2022 certified.
Our core security principle is to ensure the confidentiality, integrity and availability of the information we manage on behalf of our customers and business partners, as well as our own information.
This “stamp of quality” is